Bonds, Preferred Stock, and Common Equity

• Brady bonds
• Callable bonds and putable bonds
• Change-of-control corporate transaction
• Contingent convertible preferred stock
• Conventional bonds and notes
• Conventional preferred stock
• Convertible bonds
• Convertible preferred stock
• Equity in a start-up
• Guaranteed investment contracts (GICs)
• Inflation-indexed bonds
• Initial public offering (IPO) stock price
• Limited liability company (LLC) member units
• Limited partnership interests
• Mandatory convertible preferred stock
• Master limited partnership units
• Minority block of common stock
• Municipal bonds
• Private C corporation common stock
• Private S corporation common stock
• Tax lien certificates
• Taxable municipal bonds
• Trust preferred stock (TruPS)
• Tuition prepayment certificates
• Unregistered notes
• Venture capital common stock
• Venture capital convertible preferred stock
• Venture capital warrants
• Zero-coupon bonds

Derivative Instruments

• Asset swaps
• Basis swaps
• Bond call options and put options
• Bond forwards and futures
• CMO residuals
• Collateralized bond obligations (CBOs)
• Collateralized debt obligations (CDOs)
• Collateralized loan obligations (CLOs)
• Collateralized mortgage obligations (CMOs)
• Commercial mortgage-backed securities (CMBS)
• Common stock call options and put options
• Contingent convertible preferred stock
• Contingent interest notes
• Contingent value rights
• Copper futures, forwards, and options
• Credit default swaps
• Credit-linked notes
• Digital options (stock index, currency)
• Employee stock options (ESOs)
• Equity warrants
• Foreign currency call options and put options
• Foreign currency swaps
• Interest-only securities
• Interest rate caps
• Interest rate floors
• Interest rate swaps
• Interest rate swaptions
• Municipal swaps
• Municipal swaptions
• Principal-only securities
• Residential mortgage-backed securities (RMBS)
• Trust preferred CDOs (TruPS CDOs)
• Trust preferred stock